Enhancing Forensic DNA Profiling Efficiency Through Alternative STR-Based Multiplex Systems
Pankaj Shrivastava¹, Kamlesh Kaitholia², Shivani Dixit³ and Ram Kishan Kumawat⁴
¹Regional Forensic Science Laboratory, Jabalpur-482002, MP, India
²Regional Forensic Science Laboratory, Bhopal, India
³Central Forensic Science Laboratory, Chandigarh, India
⁴State Forensic Science Laboratory, Jaipur
E mail: pankaj.shrivastava@rediffmai.com Phone: 9424371946
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The advancement of DNA profiling has revolutionized criminal justice system, significantly improving human identification in legal contexts, such as linking suspects and victims to crime scenes, identifying missing persons, and resolving parental disputes. Among various genetic markers used for human identification, Short Tandem Repeats (STRs) have emerged as the most effective. STRs, also known as microsatellites, are short sequences of 2–6 base pairs found predominantly in intronic regions, accounting for approximately 3% of the human genome. The variability in the number of repeat units among individuals underpins their utility in distinguishing genetic profiles for forensic analysis. Their high polymorphism, biparental inheritance, short sequence length, and relatively low mutation rates make them ideal markers (Butler, 2007; Wyner et al., 2020).
By the early 1990s, STRs had largely replaced older techniques such as restriction fragment length polymorphism (RFLP) and variable number tandem repeats (VNTRs) due to their greater sensitivity, requiring smaller DNA quantities and compatibility with high-throughput technologies (Nwawuba Stanley et al., 2020). The development of Polymerase Chain Reaction (PCR) (Mullis and Faloona, 1987) enabled the effective amplification of STR loci, even from degraded or minimal DNA samples. Furthermore, the ability to amplify multiple STR loci simultaneously through multiplex PCR enhanced the speed and efficiency of DNA analysis. One of the earliest multiplex kits was the "first-generation multiplex," developed by the UK’s Forensic Science Service (FSS), targeting four loci: TH01, FES/FPS, vWA, and F13A1.
Limitations of Conventional STR-Based Multiplex Kits
As the forensic utility of STRs gained prominence, global efforts toward standardization were initiated. The FBI introduced a set of 13 core loci in 1998 for the Combined DNA Index System (CODIS), later expanded to 20 loci in 2017, incorporating markers with higher polymorphism and reduced stutter. Likewise, the European Standard Set (ESS) initially comprised 7 loci and was later extended to 12, including highly discriminative markers like SE33 and D1S1656.
However, the CODIS loci are primarily optimized for North American populations, while the ESS targets European subpopulations. These standardized sets may not account for the genetic diversity found in other populations with complex structures, such as endogamous groups. This lack of representation can lead to reduced discriminatory power or inaccurate interpretations (Majumder, 2010). It remains surprising that, despite India's effective use of DNA technology since its inception in 1985, there has been minimal progress in identifying a standardized set of genetic markers tailored to its diverse and intricately structured population—particularly across the many endogamous groups.
Additionally, conventional multiplex kits typically target large amplicon sizes, limiting their effectiveness with degraded or low-quantity DNA samples. Such challenges result in partial profiles, allele dropout, or peak imbalances (Coble and Butler, 2005). Mixed DNA samples, especially those from sexual assault cases involving male and female DNA, pose further challenges when minor DNA components are masked by dominant ones (Oldoni et al., 2015). Incorporating novel, population-sensitive markers into multiplex systems can address these limitations.
Essential Components of an Optimized STR Multiplex System
Loci Selection: The effectiveness of a multiplex system depends on the number, polymorphism, and mutual compatibility of selected loci. Loci should exhibit high heterozygosity, low stutter rates, and minimal mutation. Modern multiplexes expand beyond traditional loci, including additional autosomal STRs, mini-STRs for degraded DNA, and Y-STRs for analyzing low-level male DNA (Butler and Hill, 2012).
Primer Design: Primers should have similar GC content and annealing temperatures to ensure specific amplification. They must avoid non-specific binding, secondary structures, or dimer formation (Vallone and Butler, 2004). Optimal primer concentration is essential for peak balance, and primers are often labeled with distinct fluorescent dyes for capillary electrophoresis (Butler, 2005; Bustin et al., 2020).
PCR Optimization: Efficient amplification requires fine-tuning parameters such as annealing temperature, denaturation time, primer and Mg2+ concentrations, and extension times (Roux, 2009; Lorenz, 2012). Additives like glycerol, DMSO, or formamide enhance polymerase stability and primer binding (Markoulatos et al., 2002; Mandaliya and Thaker, 2024). Techniques like Hot Start and Touchdown PCR improve specificity by preventing non-specific amplifications (Lebedev et al., 2008; Don et al., 1991).
Amplicon Size Reduction and Mini-STRs: Degraded DNA often inhibits the amplification of longer STR regions. Mini-STRs minimize the flanking region, producing shorter amplicons (70–150 bp) that are more likely to amplify successfully (Coble and Butler, 2005). This approach improves peak balance and reduces allele dropout, especially in challenging forensic samples (Bogas et al., 2016; Thakar et al., 2020). Most of the new generation multiplex systems are equipped with more markers in this range.
Quality Control and Sex-Determining Markers: Effective DNA profiling requires assessing DNA quantity, PCR inhibitors, and degradation prior to amplification. This preemptive evaluation prevents amplification failures and conserves resources. Including sex-determining markers, such as Amelogenin, enhances interpretation. Though rare deletions in Amelogenin Y can mislead results, incorporating additional Y-STR markers ensures accuracy (Dash et al., 2020). Interestingly, we observed that certain male samples amplified only the Y-allele of the amelogenin marker—rather than the expected XY profile—when analyzed using Verifiler Plus, GlobalFiler, and GlobalFiler IQC kits from Thermo Fisher. However, when the same samples were reanalyzed using Fusion 6C (Promega) and Argus X-12 (Qiagen), they consistently showed the standard XY profile on the Amelogenin marker.

Furthermore, Indel markers—short, bi-allelic insertions/deletions—are valuable in analyzing degraded or mixed samples due to their low mutation rates and short amplicons (Mullaney et al., 2010; Pinto et al., 2013).
Global Adoption of Enhanced STR Kits
Modern commercial kits capable of amplifying more than 20 STR loci are widely used worldwide, enhancing cross-border forensic cooperation. Fifteen loci are commonly shared across most systems, including D1S1656, D2S441, D2S1338, D3S1358, D8S1179, D10S1248, D12S391, D16S539, D18S51, D19S433, D21S11, D22S1045, FGA, TH01, and vWA, facilitating international compatibility and improved data exchange.
Standardization of STR Loci in Forensic DNA Profiling
The global adoption of commercial short tandem repeat (STR) amplification kits capable of targeting over 20 loci has significantly enhanced the interoperability of national DNA databases. These advanced kits improve cross-border compatibility, facilitating international collaboration in forensic investigations. Currently, a set of 15 STR markers is commonly found across most kits employed worldwide, promoting standardization in forensic DNA profiling. These loci include: D1S1656, D2S441, D2S1338, D3S1358, D8S1179, D10S1248, D12S391, D16S539, D18S51, D19S433, D21S11, D22S1045, FGA, TH01, and vWA.
Case Overview:
False Tri-Allelic Pattern at D7S820 ( Kaitholia et al,2020)
In this reported instance, analysis with the GlobalFiler™ kit produced what appeared to be a tri-allelic D7S820 genotype (10, 11, 14.1). Subsequent investigation revealed that the extra peak (14.1) actually originated from a short SE33 allele whose amplicon size fell within the D7S820 allelic bin window, creating a false tri-allelic pattern.
Initial Observation
- Using GlobalFiler™ PCR Amplification Kit, capillary electrophoresis showed three peaks at D7S820: 10, 11, and 14.1.
- A single SE33 peak (allele 8) was also present, plus an additional off-marker peak just before the SE33 range.
- The mysterious 14.1 peak co-migrated within D7S820’s bin range, mimicking a third D7S820 allele.
Confirmation by Alternative Kits
The same DNA sample was re-typed with two other widely used multiplex systems. The alternative multiplex systems used were AmpFLSTR™ Identifiler™ Plus kit (Thermo Fisher Scientific) and PowerPlex® Fusion 6C (Promega). The obtained allele calls on locus D7S820 and SE33 were as follows:
OMR denotes an off-marker region peak later attributed to SE33. Only GlobalFiler™ misassigned the SE33-derived peak to D7S820.
Mechanism of the False Pattern
- Bin Overlap: In six-dye multiplex designs, SE33 and D7S820 amplicons lie adjacent in the same dye channel.
- Virtual Bins: SE33 microvariant (1.2 repeat) fell within the predefined fragment-size window (“allelic bin”) for D7S820 in GlobalFiler™, but not in the other kits.
- Allelic Ladder Limitations: The allelic ladder lacked representation of that SE33 microvariant, so GeneMapper™ auto-binned the peak to D7S820.
Forensic Implications
Misinterpreting SE33 peaks as D7S820 alleles can:
- Compromise kinship and paternity inferences.
- Lead to erroneous database entries or match exclusions.
· Such artifacts underscore the need for rigorous kit validation, especially when adding highly polymorphic loci like SE33 into dense multiplex formats.
Best Practices to Avoid Marker Invasion
- Use multiple STR kits with different dye-set layouts to confirm unexpected peaks.
- Manually inspect off-marker peaks and compare fragment sizes against neighboring loci.
- Adjust allelic bin ranges or update virtual-bin configurations when new microvariants are discovered.
- Sequence ambiguous peaks to verify locus assignment, especially for rare microvariants.
- Keep an up-to-date STRBase variant table, noting any overlapping fragment-size ranges.
Further Considerations
- Labs should review recent reports of other locus overlaps (e.g., D1S1656 into D2S441) and incorporate those insights into internal SOPs.
- When designing new multiplexes, strategically space amplicons and dye channels to minimize adjacent-locus size conflicts.
- Emerging software tools allow in silico bin optimization, which can preemptively catch potential overlaps before validation.
Conclusion
The future of forensic DNA profiling relies on the continual refinement of STR-based multiplex systems. Expanding conventional panels with population-specific loci, integrating mini-STRs, and incorporating sex and Indel markers significantly enhance sensitivity, accuracy, and reliability. The observations mentioned in case study underscores the need to reconsider and redefine marker boundaries in the respective multiplex system, particularly in light of allele calls occurring beyond established loci limits. Such anomalies highlight limitations in current kit designs and point to potential misinterpretation risks in genotyping. The implementation of these advanced multiplex strategies is crucial for resolving complex forensic cases and improving global interoperability in DNA database comparisons.
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